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Form E Sponsor's/ Overall coordinator’s# Declaration

Form E

Note: If a legal entity is appointed as both the sponsor and the overall coordinator, only one declaration is required to be submitted. If the sponsor and the overall coordinator are different legal entities within the same group of companies, each of the sponsor and the overall coordinator is required to submit this declaration in its own capacity.
 
To: The Head of the Listing Division,
The Listing Division,
The Stock Exchange of Hong Kong Limited.
 
. . . . . . . . . . . . 20 . . . . .
Dear Sir,
 
I, . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . being sponsor/ overall coordinator# to . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .[Name of issuer] (the "Issuer") hereby declare to the best of my knowledge and belief having made all reasonable enquiries that:—
 
(1) Offers for Subscription and Offers for Sale

At the time of listing there will be . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .shareholders of the securities to be listed.
 
(2) Placings
 
(i) The securities have been placed as follows:—
 
      No. of placees . . . . . . . . . . . . . . . . . . . . . . No. of securities placed . . . . . . . . . . . . . . . . . .
 
The following (ii) and (iii) are only applicable to the overall coordinator(s) (including the sponsor-overall coordinator(s)).
 
(ii) A bookbuilding process was carried out to assess demand for securities.
 
(iii) The placing of the securities is in compliance with the placing guidelines set out in Appendix 6 to the Exchange Listing Rules.
 
(3) 25% of the total number of issued shares of the Issuer [have been placed/will be held] in the hands of the public in accordance with rule 8.08 of The Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited ("the Listing Rules") at the time of the Issuer's listing; and
 
(4) Any subscription or purchase of the securities by a director or an existing shareholder has been in accordance with rules 10.03 or 10.04, as appropriate, of the Listing Rules.
 
(5) (Only applicable to sponsor) All of the provisions of the Listing Rules insofar as applicable and required to be fulfilled prior to the grant of the Issuer's listing, have been complied with.
 
    Yours faithfully,




Signed: . . . . . . . . . . . . . . .

Name:

For and on behalf of
[Sponsor's/ Overall coordinator’s name]
 
Note: For the purpose of this form, references to “securities” and “shares” shall include equity securities, interests in a REIT, stapled securities and securities of an investment company (as defined in rule 21.01 of the Listing Rules).
 
# Delete as appropriate