Chapter 17 Continuing Obligations
- Preliminary
- Continuing disclosure obligations
- Trading halt or trading suspension
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Specific matters relevant to the issuer's business
- Exposure to borrowers and other specific circumstances that may require disclosure (17.14)
- Advances to an entity (17.15-17.17A)
- Financial assistance and guarantees to affiliated companies of an issuer (17.18)
- Pledging of shares by the controlling shareholder (17.19)
- Loan agreements with covenants relating to specific performance by the controlling shareholder (17.20)
- Breach of loan agreement by an issuer (17.21)
- Continuing disclosure requirements (17.22-17.24)
- Material changes following listing (17.25)
- Sufficient operations (17.26-17.26A)
- Material matters which impact on profit forecasts (17.26B)
- Winding-up and liquidation (17.27)
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General matters relevant to the issuer's securities
- Changes in issued shares – Next day disclosure return and monthly return (17.27A – 17.27C)
- Subsequent listing (17.28)
- No further issues of securities within 6 months of listing (17.29)
- Announcement of issues of securities (17.30-17.30A)
- Results of offers and rights issues (17.31)
- Changes of rights attaching to securities (17.32)
- Issue of new warrants to existing warrantholders and/or altering the terms of existing warrants (17.33)
- Altering the terms of convertible equity securities (17.34)
- Purchase of securities (17.35)
- Minimum prescribed public holding (17.36-17.37)
- Other listings (17.38)
- Sufficiency of public float (17.38A)
- Pre-emptive rights (17.39-17.42D)
- Information on the pledging of securities in the issuer (17.43)
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Meetings
- Notices of general meetings (17.44)
- Proxy forms (17.45)
- Notices to members (17.46-17.46A)
- Nomination of directors (17.46B)
- Meetings of holders of securities (17.47-17.47C)
- Board meetings (17.48)
- Voting of directors at board meeting (17.48A)
- Board decisions (17.49)
- Suspension on Failure to Publish Timely Financial Information (17.49A to 17.49C)
- Changes
- Provision of information in respect of and by directors, supervisors and chief executives
- Appointments outstanding
- Amendments to company information sheet
- Inclusion of stock code in documents
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Announcements, circulars and other documents
- Review of documents (17.53-17.55)
- Information Gathering (17.55A - 17.55B)
- Presentation of information (17.56-17.56A)
- Forwarding of documents, circulars, etc. (17.57)
- Circulars to holders of securities (17.58-17.59A)
- Corporate communications to non registered holders of securities (17.60)
- Increases in authorised capital (17.61)
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Trading and Settlement
- Standard transfer form (17.62)
- Certification of transfers (17.63)
- Registration services (17.64-17.67)
- Issue of certificates, registration and other fees (17.68-17.74)
- Registration arrangements (17.75)
- Trading limits (17.76-17.76A)
- Change in board lot size (17.77)
- Closure of books and record date (17.78)
- Emergency share registration arrangement during a typhoon or “extreme conditions” caused by a super typhoon (17.79)
- Emergency share registration arrangements during a black rainstorm warning (17.80)
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Miscellaneous obligations
- 17.81 [Repealed]
- 17.82 [Repealed]
- 17.83 [Repealed]
- 17.84 [Repealed]
- 17.85 [Repealed]
- 17.86 [Repealed]
- 17.87 [Repealed]
- Equality of treatment (17.88)
- Takeovers and share repurchases (17.89)
- Directors' service contracts (17.90-17.91)
- Directors’ contact information (17.91A)
- Independent financial advisers (17.92-17.99)
- Financial advisers appointed in relation to extreme transactions
- Appointment and removal of auditor prior to expiration of his term of office
- Corporate Governance Code
- Publication of issuers' constitutional documents
- Environmental and Social Matters
- Tables