Entire Section

  • When required

    • 14.06

      The methods of listing required by the GEM Listing Rules to be supported by a listing document are:—

      (1) an offer for subscription;
      (2) an offer for sale;
      (3) a placing of securities of a class new to listing;
      (4) an introduction;
      (5) a rights issue;
      (6) an open offer;
      (7) a capitalisation issue (including in the form of a scrip dividend) or a bonus issue of warrants;
      (8) an exchange or substitution of securities (arising from consolidation or sub-division of shares or a reduction of share capital or otherwise but excluding a conversion of securities into securities of a class al listed); and
      (9) any deemed new listing under the GEM Listing Rules.

    • 14.07

      Other methods of listing are not, save as the Exchange may otherwise direct, required by the GEM Listing Rules to be supported by a listing document, but if a listing document is otherwise required or proposed to be issued it must comply with the relevant requirements of this Chapter.