Entire Section

Model Form of Formal Notice for Offers for Sale or Subscription

Form A

MODEL FORM OF FORMAL NOTICE

FOR OFFERS FOR SALE OR SUBSCRIPTION

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.

Copies of the listing document required by the Listing Rules of The Stock Exchange of Hong Kong Limited together with application forms are available during normal office hours up to and including [XXX, 20 ] from:—

Any Exchange Participant of The Stock Exchange of Hong Kong Limited

Application for the shares will only be considered on the basis of the listing document dated [XXX, 20 ].

Application has been made to The Stock Exchange of Hong Kong Limited for listing of and permission to deal in the shares of XYZ Limited in issue and to be issued as described in the listing document. Dealings are expected to commence on [XXX, 20 ].

Dated                    , 20        .

Model Form of Formal Notice for Introductions

Form B

MODEL FORM OF FORMAL NOTICE

[INTRODUCTIONS] [TRANSFERS FROM GEM TO THE MAIN BOARD]

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

This advertisement appears for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for shares.

[XYZ Limited]
(incorporated in [Hong Kong] under the [Companies Ordinance])
(Stock code on Main Board: xxxx)
[(Stock code on GEM: xxxx)]

Notice of the [INTRODUCTION] [TRANSFER FROM GEM TO THE MAIN BOARD]
of the whole of the issued share capital
comprising 200,000,000 ordinary shares
of HK$1.00 each

on

THE STOCK EXCHANGE OF HONG KONG LIMITED

[Sponsor]

ABC & Co.

[Sponsor]

[DEF & Co.]

Copies of the listing document required by the Listing Rules of The Stock Exchange of Hong Kong Limited are available for information purposes only from the Sponsor at [                                                 ] for a period of [14] days from the date of this Notice.

Application has been made to The Stock Exchange of Hong Kong Limited for listing of and for permission to deal in the above securities. Dealings in the above securities are expected to commence on [XXX, 20        ].

Dated                  , 20        .

Model Form of Formal Notice for Placings

Form C

MODEL FORM OF FORMAL NOTICE

FOR PLACINGS

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.

[XYZ Limited]
(incorporated in [Hong Kong] under the [Companies Ordinance])
NOTICE OF LISTING BY WAY OF PLACING ON
THE STOCK EXCHANGE OF HONG KONG LIMITED
200,000,000 ordinary shares of HK$1.00 each
by
Lead Manager
ABC & Co.
Joint Managers
DEF & Co   GHI & Co.   JKL & Co.   MNO & Co.
[Overall coordinator]
[UVW & Co.]
[Sponsor]
[RST & Co.]

Copies of the listing document required by the Listing Rules of The Stock Exchange of Hong Kong Limited together with application forms are available during normal office hours up to and including [XXX, 20        ] from:

Application for the shares will only be considered on the basis of the listing document dated [XXX, 20        ].

Application has been made to The Stock Exchange of Hong Kong Limited for listing of and permission to deal in the [securities] [the whole of the ordinary share capital of XYZ Limited, issued and to be issued] as described in the listing document. Dealings are expected to commence on [XXX, 20        ].

Dated               , 20        .

Model Form of Formal Notice for Debt Issues to Professional Investors Only

Form D

MODEL FORM OF FORMAL NOTICE FOR DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

This advertisement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.

NOTICE OF LISTING ON THE STOCK EXCHANGE OF HONG KONG LIMITED

$[AGGREGATE NOMINAL AMOUNT]

[ISSUER]

(incorporated in [Hong Kong] under the [Companies Ordinance])

[BONDS]/[NOTES]

[guaranteed by]

[GUARANTOR]

(incorporated in [Hong Kong] under the [Companies Ordinance])

[Sponsor]

[                    ]

Lead Manager[s]

[                    ]

Co-Managers

[                    ]

Application has been made to The Stock Exchange of Hong Kong Limited for listing of and permission to deal in [$ aggregate nominal amount] [Issuer] [Bonds] (guaranteed by [                    ]) ("the [Bonds]") as described in the Listing Document and such permission to deal in the Bonds is expected to become effective on [                    ], 20[      ].

[                    ], 20[      ]