Entire Section
Appendix 10 Model Forms of Formal Notice
For offers for sale or subscription
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.
[XYZ Limited]
(Incorporated in [Hong Kong] under the [Companies Ordinance])
NEW ISSUE
of
[up to]
200,000,000 ordinary shares of 10 cents each
at
HK$1.00 per share
on
GEM
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
[Underwritten by]
Lead Manager
ABC & Co.
Joint Managers
DEF & Co. GHI & Co. JKL & Co. MNO & Co.
[Overall coordinator]
[UVW & Co.]
[Sponsor]
[RST & Co.]Copies of the listing document required by the Rules Governing the Listing of Securities on GEM of The Stock Exchange of Hong Kong Limited together with application forms are available during normal office hours up to and including [. . . / . . . / . . .] from:—
Any Exchange Participant of The Stock Exchange of Hong Kong Limited
Application for the shares will only be considered on the basis of the listing document dated [. . . / . . . / . . .].
Application has been made to The Stock Exchange of Hong Kong Limited for the listing of and permission to deal in the shares of XYZ Limited in issue and to be issued as described in the listing document. Dealings are expected to commence on GEM of The Stock Exchange of Hong Kong Limited on [. . . / . . . / . . .].
Dated [. . . / . . . / . . .].
This announcement and a copy of the listing document referred to above will remain on the Exchange’s website, in the case of the announcement, on the "Latest Listed Company Announcements" page for 7 days from the day of its posting.
For introductions
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
This announcement appears for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for shares.
[XYZ Limited]
(incorporated in [Hong Kong] under the [Companies Ordinance])
Notice of the INTRODUCTION
of the whole of the issued share capital
comprising 200,000,000 ordinary shares
of HK$1.00 each
on
GEM
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
Financial Adviser [& Sponsor]
ABC & Co.
[Sponsor]
[DEF & Co.]Copies of the listing document required by the Rules Governing the Listing of Securities on GEM of The Stock Exchange of Hong Kong Limited are available, for information purposes only, from the Sponsor at [ ] for a period of 14 days from the date of this Notice.
Application has been made to The Stock Exchange of Hong Kong Limited for the listing of and permission to deal in the above securities. Dealings in the above securities are expected to commence on GEM of The Stock Exchange of Hong Kong Limited on [. . . / . . . / . . .].
Dated [. . . / . . . / . . .].
This announcement and a copy of the listing document referred to above will remain on the Exchange’s website, in the case of the announcement, on the "Latest Listed Company Announcements" page for 7 days from the day of its posting.
For placings
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.
[XYZ Limited]
(incorporated in [Hong Kong] under the [Companies Ordinance])
NOTICE OF LISTING BY WAY OF PLACING
on
GEM
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
[up to]
200,000,000 ordinary shares of HK$1.00 each
by
Lead Manager
ABC & Co.
Joint Managers
DEF & Co GHI & Co. JKL & Co. MNO & Co.
[Overall coordinator]
[UVW & Co.]
[Sponsor]
[RST & Co.]Copies of the listing document required by the Rules Governing the Listing of Securities on GEM of The Stock Exchange of Hong Kong Limited together with application forms are available during normal office hours up to and including [. . . / . . . / . . .] from:
Application for the shares will only be considered on the basis of the listing document dated [. . . / . . . / . . .].
Application has been made to The Stock Exchange of Hong Kong Limited for the listing of and permission to deal in the [securities] [the whole of the ordinary share capital of XYZ Limited, issued and to be issued] as described in the listing document. Dealings are expected to commence on GEM of The Stock Exchange of Hong Kong Limited on [. . . / . . . / . . .].
Dated [. . . / . . . / . . .].
This announcement and a copy of the listing document referred to above will remain on the Exchange’s website, in the case of the announcement, on the "Latest Listed Company Announcements" page for 7 days from the day of its posting.
For Debt Issues to Professional Investors Only
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.
NOTICE OF LISTING ON
GEM OF
THE STOCK EXCHANGE OF HONG KONG LIMITED$[AGGREGATE NOMINAL AMOUNT]
[ISSUER]
(incorporated in [Hong Kong] under the [Companies Ordinance])
[BONDS]/[NOTES]
[guaranteed by]
[GUARANTOR]
(incorporated in [Hong Kong] under the [Companies Ordinance])
[Sponsor]
[ ]
Lead Manager[s]
[ ]
Co-Managers
[ ]Application has been made to The Stock Exchange of Hong Kong Limited for the listing of and permission to deal in [$ aggregate nominal amount] [[Issuer] [Bonds] (guaranteed by [ ]) "the [Bonds]" as described in the Listing Document and such permission to deal in the Bonds on GEM of The Stock Exchange of Hong Kong Limited is expected to become effective on [. . . / . . . / . . .].
Date: [. . . / . . . / . . .].
This announcement and a copy of the listing document referred to above will remain on the Exchange’s website, in the case of the announcement, on the "Latest Listed Company Announcements" page for 7 days from the day of its posting.